DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rkl Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Abigail R SmithAmeriprise Financial Services, LLC national BDRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2026Jul 8, 2026 (34 d)
Michael Steven MillerCharles Schwab & Co., Inc. national BDRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2026May 12, 2026
Adam James HollingerCetera Investment Advisers LLC BD affiliatedRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2026Jan 7, 2026
Joshua R. WengerJ.P. Morgan Securities LLC wirehouseRkl Private Wealth independent RIAWirehouse to independent RIAJul 7, 2025Jul 28, 2025
Michael SnyderAmeriprise Financial Services, LLC national BDRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2025Apr 8, 2026 (316 d)
Reed Jason BrunerFaithward Advisors, LLC independent RIARkl Private Wealth independent RIARIA to RIAOct 7, 2024Nov 6, 2024
Tyler Lee LeiphartNorthwestern Mutual Investment Services,LLC no RAUMRkl Private Wealth independent RIAOtherSep 27, 2023Nov 6, 2023 (40 d)
Ronald Irvin StilesOsaic Fa, Inc. BD affiliatedRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2023Aug 15, 2023 (47 d)
Amy Lynn MagnottaOrion Portfolio Solutions, LLC independent RIARkl Private Wealth independent RIARIA to RIASep 30, 2022May 12, 2026 (1320 d)
Harold Joseph BeshawAvantax Advisory Services BD affiliatedRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 21, 2022
Jennifer L ConnollyAvantax Advisory Services BD affiliatedRkl Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2021Jan 20, 2022
Scott David EhrigFma Advisory Inc independent RIARkl Private Wealth independent RIARIA to RIADec 17, 2020Apr 8, 2026 (1938 d)
David Michael MoraisM&T Securities, Inc. unclassifiedRkl Private Wealth independent RIAOtherSep 6, 2018Dec 19, 2018 (104 d)
Haley Marie SchwartzPruco Securities, LLC otherRkl Private Wealth otherOtherJul 5, 2017Aug 8, 2017 (34 d)
Jeffrey Richard GuindonDomani Wealth, LLC otherRkl Private Wealth otherOtherDec 8, 2016Dec 7, 2016
Brandon K AdamsFaithward Advisors, LLC otherRkl Private Wealth otherOtherNov 18, 2016Dec 7, 2016
Laurie Michele PeerSterling Financial Advisors, LLC otherRkl Private Wealth otherOtherFeb 12, 2016Jan 12, 2016
Christopher A ZaveczSterling Financial Advisors, LLC otherRkl Private Wealth otherOtherFeb 12, 2016Jan 12, 2016
Thomas David ReardonSterling Financial Advisors, LLC otherRkl Private Wealth otherOtherFeb 12, 2016Jan 12, 2016
Judson Steward MeinhartSterling Financial Advisors, LLC otherRkl Private Wealth otherOtherFeb 12, 2016Jan 12, 2016
John Eugene AshcroftAvantax Advisory Services otherRkl Private Wealth otherOtherJan 5, 2007Nov 28, 2006
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21 moves match.