DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lvz, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Andrew Franken | Edward Jones national BD | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2025 | May 12, 2025 |
| Timothy Lyndon Sharer | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Colton Keith Cockerell | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Julie Marie Endicott | Harbour Investments, Inc. independent RIA | Lvz, Inc. independent RIA | RIA to RIA | Oct 5, 2022 | Sep 11, 2023 (341 d) |
| Joseph Pell Bartmess | Sagepoint Financial, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Sep 29, 2022 |
| Michael David Hodgson | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 19, 2021 |
| Matthew James Bostwick | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 22, 2021 |
| Ralph Alton Wood | Harbour Investments, Inc. independent RIA | Lvz, Inc. other | Other | Jul 7, 2021 | Aug 14, 2017 |
| Zachary Clayton Phillips | Securities America Advisors, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 25, 2021 |
| Robert Jackson Stewart | Harbour Investments, Inc. independent RIA | Lvz, Inc. independent RIA | RIA to RIA | Oct 19, 2020 | Oct 26, 2020 |
| Julie Mae Devisser | Next Financial Group, Inc. other | Lvz, Inc. independent RIA | Other | Mar 3, 2017 | Jan 1, 2025 (2861 d) |
| Nathan Louis Baumann | Next Financial Group, Inc. other | Lvz, Inc. other | Other | Mar 3, 2017 | Jul 26, 2012 |
| Eric J Sale | Next Financial Group, Inc. other | Lvz, Inc. independent RIA | Other | Dec 31, 2016 | Dec 27, 2018 (726 d) |
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13 moves match.