DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compass Efficient Model Portfolios, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Donald Graffy | Raymond James Financial Services Advisors, Inc other | Compass Efficient Model Portfolios, LLC other | Other | Jan 3, 2014 | Mar 31, 2015 (452 d) |
| Pleshetta Juanita Loftin | Pnc Managed Account Solutions, Inc. other | Compass Efficient Model Portfolios, LLC other | Other | Dec 23, 2011 | Jan 25, 2013 (399 d) |
| William Ellis Webb | Compass Advisory Partners LLC other | Compass Efficient Model Portfolios, LLC other | Other | Mar 3, 2010 | Apr 20, 2009 |
| David Joe Moore | Fsc Securities Corporation other | Compass Efficient Model Portfolios, LLC other | Other | Apr 27, 2009 | Mar 28, 2007 |
| Travis Wayne Giffey | Fsc Securities Corporation other | Compass Efficient Model Portfolios, LLC other | Other | Oct 30, 2008 | Mar 28, 2007 |
| Keith Richard Telesca | Pgim Investments LLC other | Compass Efficient Model Portfolios, LLC other | Other | Dec 3, 2004 | Jul 17, 2008 (1322 d) |
| Stephen Michael Hammers | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Compass Efficient Model Portfolios, LLC other | Other | Apr 11, 2003 | May 19, 2003 (38 d) |
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7 moves match.