DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Institute

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua Garrett MillerCambridge Investment Research Advisors, Inc. BD affiliatedThe Institute independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2026Jul 9, 2026 (108 d)
Seth Daniel JensenStrategic Advisers LLC national BDThe Institute independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2025Apr 8, 2025
David YawPark Avenue Securities LLC BD affiliatedThe Institute independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2024Nov 15, 2024
David Clifford HallBrookstone Wealth Advisors, LLC no RAUMThe Institute independent RIAOtherJul 22, 2024Jul 29, 2024
Alisha WrightBrookstone Wealth Advisors, LLC no RAUMThe Institute independent RIAOtherJul 19, 2024Aug 14, 2024
Erica HallBrookstone Wealth Advisors, LLC no RAUMThe Institute independent RIAOtherJul 19, 2024Aug 12, 2024
Kelly SteckleinHinds Financial Group Inc independent RIAThe Institute independent RIARIA to RIAJul 14, 2020Jun 16, 2020
Connor James DonnellyUBS Financial Services Inc. wirehouseThe Institute independent RIAWirehouse to independent RIAJun 5, 2020Jul 2, 2020
Brian William BrittInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019Jan 6, 2026 (2443 d)
Peter Stuart WyroughInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Douglas J DonnellyInstitute For Wealth Consultants, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 13, 2019
Victoria Gascoigne CrosbyInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
James C MarshalInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019Dec 17, 2025 (2423 d)
Randall Craig BuckInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 13, 2019
George Haikel HarrisInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Raymond Lee HobsonInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Derek Allan JonesInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
James Patrick DonnellyInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Troy Adam CookInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Colin Ellsworth MacleodInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Robert Lee BartonInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 10, 2019
Daniel William BoulwareInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 30, 2019May 13, 2019
Nathaniel Jenkins YuricaInstitute For Wealth Advisors, Inc. independent RIAThe Institute independent RIARIA to RIAApr 26, 2019Jan 3, 2025 (2079 d)
Creg V ShafferConcert Wealth Management otherThe Institute otherOtherJul 10, 2017Jun 16, 2017
Mark A BallengerEwealth Consulting, LLC unclassifiedThe Institute otherOtherNov 14, 2016Oct 10, 2016
Brian Paul KoeppOnyx Wealth Advisors, Inc. otherThe Institute otherOtherMay 16, 2013Jun 10, 2013
Matthew Douglas MedeirosPeak Wealth Management LLC unclassifiedThe Institute otherOtherDec 9, 2003Aug 4, 2003
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27 moves match.