DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Francis Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Joseph Smith | Lido independent RIA | Francis Financial independent RIA | RIA to RIA | Mar 11, 2026 | Apr 16, 2026 (36 d) |
| Brenda Allen Sakon | Chicory Wealth independent RIA | Francis Financial independent RIA | RIA to RIA | Oct 26, 2023 | Feb 15, 2024 (112 d) |
| Madison Mount | Novi Wealth Partners independent RIA | Francis Financial independent RIA | RIA to RIA | Apr 22, 2022 | Jun 3, 2022 (42 d) |
| Desiree Fisher | Origin Investment Advisory LLC no RAUM | Francis Financial independent RIA | Other | Mar 25, 2022 | May 11, 2022 (47 d) |
| Michael A. Gawlik | Gofen And Glossberg, L.L.C. independent RIA | Francis Financial independent RIA | RIA to RIA | Nov 10, 2017 | Apr 23, 2026 (3086 d) |
| Avani Ramnani | Hillcrest Wealth Advisors - Ny, LLC other | Francis Financial independent RIA | Other | Apr 11, 2012 | Jul 23, 2021 (3390 d) |
Page 1 of 1
6 moves match.