DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Drawbridge Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell K Robinson | Mariner Advisor Network BD affiliated | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 4, 2026 |
| Scott Frederick Dittmer | Thrivent Investment Management Inc. BD affiliated | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Dec 7, 2023 |
| Jason Lee Duck | Securian Financial Services, Inc. independent RIA | Drawbridge Capital independent RIA | RIA to RIA | Jul 12, 2022 | Aug 17, 2022 (36 d) |
| Douglas Wade Garone | MML Investors Services, LLC BD affiliated | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Sep 23, 2021 |
| Elizabeth Fern Gore | Edward Jones national BD | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2020 | Apr 1, 2020 |
| Mitchell K Robinson | LPL Financial LLC other | Drawbridge Capital independent RIA | Other | Sep 8, 2016 | Feb 2, 2016 |
| Kraig Alan Mcfarland | Raymond James Financial Services Advisors, Inc other | Drawbridge Capital independent RIA | Other | Aug 12, 2014 | Feb 2, 2016 (539 d) |
| Monty Wayne Dossman | LPL Financial LLC other | Drawbridge Capital independent RIA | Other | Jun 13, 2012 | Apr 28, 2004 |
| Tierney Jolyn Gorham | Waddell & Reed other | Drawbridge Capital independent RIA | Other | Nov 28, 2011 | Mar 14, 2022 (3759 d) |
| William Andrew Riedel | Banc One Securities Corporation unclassified | Drawbridge Capital independent RIA | Other | Apr 19, 2004 | Dec 3, 2020 (6072 d) |
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10 moves match.