DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Advisors Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jesse Philip PellegrinoRaymond James Financial Services Advisors, Inc otherInvestment Advisors Asset Management, LLC otherOtherMar 1, 2016Apr 19, 2016 (49 d)
Stephen Gerard GooditisTitan Financial Services, LLC state registeredInvestment Advisors Asset Management, LLC otherOtherNov 20, 2015Dec 7, 2004
Gerald Emil StefanelliNfp Advisor Services, LLC otherInvestment Advisors Asset Management, LLC otherOtherApr 2, 2013Apr 10, 2013
Louis Robert FevrinAmeriprise Financial Services, LLC national BDInvestment Advisors Asset Management, LLC otherOtherDec 8, 2009Jan 12, 2010 (35 d)
Mark E YoungBts Asset Management, Inc. otherInvestment Advisors Asset Management, LLC otherOtherDec 31, 2007Jan 29, 2004
Theresa A YoungBts Asset Management, Inc. otherInvestment Advisors Asset Management, LLC otherOtherDec 31, 2007Jan 29, 2004
Joseph Nelson GaragozzoDe Cesare Retirement Specialists state registeredInvestment Advisors Asset Management, LLC otherOtherJun 19, 2007Sep 20, 2007 (93 d)
Richard Sewall RodmanSecond Opinion Financial Services,LLC unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2005Dec 14, 2005
Boyd Mertz BergenSecond Opinion Financial Services,LLC unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2005Jan 18, 2006 (35 d)
David Patrick StewartSecond Opinion Financial Services,LLC unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2005Sep 24, 2007 (649 d)
Nancy Mcghee LowreyCreative Resources Investment Advisors LLC otherInvestment Advisors Asset Management, LLC otherOtherFeb 24, 2005Jul 18, 2005 (144 d)
William Gregory DorrietyCreative Resources Investment Advisors LLC otherInvestment Advisors Asset Management, LLC otherOtherJan 31, 2005Jan 31, 2005
James Arthur RiceIac Advisory Services, Inc unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2004Dec 10, 2003
James Christopher LynchIac Advisory Services, Inc unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2004Sep 21, 2004
Thomas Eugene MusumeciIac Advisory Services, Inc unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2004Jan 6, 2004
Lawrence Earl SpringerIac Advisory Services, Inc unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2004Aug 9, 2004
Joseph Clark ParsonsIac Advisory Services, Inc unclassifiedInvestment Advisors Asset Management, LLC otherOtherDec 14, 2004Jan 9, 2004
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17 moves match.