DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alexandria Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eileen PoleseAspire Advisors, LLC independent RIAAlexandria Capital independent RIARIA to RIAFeb 18, 2020Jun 2, 2021 (470 d)
Bryan W KeanePark Avenue Securities LLC otherAlexandria Capital independent RIAOtherDec 31, 2016May 4, 2021 (1585 d)
John Andrew FrischAlliant Wealth Advisors otherAlexandria Capital otherOtherNov 18, 2015May 26, 2015
Cheryl S ParrishAlliant Wealth Advisors otherAlexandria Capital otherOtherMay 26, 2015May 26, 2015
Jon Westfall CourtneySummit Wealth Management, Inc otherAlexandria Capital otherOtherDec 31, 2013Oct 30, 2012
Michael Francis BymanCapital Management Group LLC otherAlexandria Capital otherOtherApr 4, 2012Jan 16, 2013 (287 d)
Katherine Hovey FoxCapital Management Group LLC otherAlexandria Capital otherOtherApr 4, 2012Jul 25, 2012 (112 d)
David Patrick BeatsonAlexandria Financial Associates, Ltd. unclassifiedAlexandria Capital otherOtherDec 31, 2003Nov 24, 2003
Scott Stirling WalkerAlexandria Financial Associates, Ltd. unclassifiedAlexandria Capital otherOtherDec 31, 2003Nov 24, 2003
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9 moves match.