DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Four Quadrant Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Fawcett | Thrivent Advisor Network, LLC BD affiliated | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2025 | Apr 15, 2025 (40 d) |
| Matthew Dwayne Bates | Primerica Advisors national BD | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 22, 2024 |
| William Gregory Chrisman | Miller Private Wealth LLC independent RIA | Four Quadrant Wealth Advisors, Inc. independent RIA | RIA to RIA | Feb 6, 2023 | Oct 4, 2023 (240 d) |
| Samuel Neff | Equitable Advisors, LLC national BD | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2022 | Jun 24, 2022 |
| Colin Holmes | MML Investors Services, LLC BD affiliated | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2022 | Jun 21, 2022 |
| Kyle Robert Thomas | Oxford Financial Group, Ltd independent RIA | Four Quadrant Wealth Advisors, Inc. independent RIA | RIA to RIA | Jan 13, 2022 | Mar 24, 2022 (70 d) |
| Kal Owen | First Command Advisory Services BD affiliated | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Dec 7, 2021 |
| Casey James Bollock | Forvis Mazars Wealth Advisors, LLC independent RIA | Four Quadrant Wealth Advisors, Inc. independent RIA | RIA to RIA | Nov 19, 2021 | Dec 7, 2021 |
| Stacy Alan Phillips | Sagepoint Financial, Inc. BD affiliated | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2018 | May 4, 2018 (71 d) |
| Jason Ryan Smith | Osaic Fa, Inc. other | Four Quadrant Wealth Advisors, Inc. independent RIA | Other | Apr 5, 2004 | Mar 23, 2004 |
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10 moves match.