DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at J. Safra Asset Management Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gabriel MoratoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJ. Safra Asset Management Corporation independent RIAWirehouse to independent RIADec 3, 2025Jan 7, 2026 (35 d)
Michael S RuzhanskyCitigroup Global Markets Inc. BD affiliatedJ. Safra Asset Management Corporation independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2025Jul 17, 2026 (430 d)
Noah Morgan HarrisTruist Advisory Services, Inc. BD affiliatedJ. Safra Asset Management Corporation independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2022May 12, 2022 (34 d)
Fernanda Bomfim AraujoMorgan Stanley wirehouseJ. Safra Asset Management Corporation mixed wealthWirehouse to independent RIAFeb 20, 2018Feb 24, 2020 (734 d)
Marcelo TomeAlti Wealth Management (US International), Inc. otherJ. Safra Asset Management Corporation otherOtherJul 30, 2014Sep 26, 2014 (58 d)
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5 moves match.