DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Old Mutual Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Byron Bentley	Rydex Advisory Services, LLC unclassified	Old Mutual Capital other	Other	Nov 6, 2009	Jul 14, 2011 (615 d)
Stephen James Coulter	Honorvise Investments, LLC unclassified	Old Mutual Capital other	Other	Jul 11, 2008	Aug 11, 2008 (31 d)
John Joseph Morad	Morgan Stanley & Co. LLC unclassified	Old Mutual Capital other	Other	Jan 25, 2008	Jan 30, 2008
Joseph A Hillebrand	Securities America Advisors, Inc. other	Old Mutual Capital other	Other	Jan 7, 2008	Jan 3, 2008
Michael Mark Reeves	Allspring Funds Management, LLC other	Old Mutual Capital other	Other	Aug 8, 2007	Oct 9, 2007 (62 d)
Daniel Saul Ferszt	Charles Schwab & Co., Inc. national BD	Old Mutual Capital other	Other	Dec 31, 2006	Oct 18, 2007 (291 d)
Shahriar Faraji	LPL Financial LLC other	Old Mutual Capital other	Other	May 30, 2006	Dec 6, 2007 (555 d)
Kyong H Kim	Gunnallen Financial, Inc unclassified	Old Mutual Capital other	Other	Mar 22, 2006	Apr 19, 2006
Georgia Martin Adams	J.P. Morgan Investment Management Inc. other	Old Mutual Capital other	Other	Mar 20, 2006	Sep 12, 2007 (541 d)

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9 moves match.