DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hoover Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Martin GuidottiCapital Investment Services, Inc. independent RIAHoover Financial Advisors, Inc. independent RIARIA to RIADec 31, 2019Jan 10, 2020
John L HeacockM Holdings Securities, Inc. BD affiliatedHoover Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 23, 2018Jun 5, 2018
Connor Louis SmithScottrade Investment Management BD affiliatedHoover Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2018Apr 17, 2018 (40 d)
William Barrett MullinVillanova Financial Services, Inc. otherHoover Financial Advisors, Inc. otherOtherSep 29, 2017Oct 10, 2017
Brian Joseph FisherVillanova Financial Services, Inc. otherHoover Financial Advisors, Inc. otherOtherSep 29, 2017Oct 10, 2017
Sara Alyssa TurnerHaverford Financial Services, Inc. otherHoover Financial Advisors, Inc. otherOtherJan 23, 2015Mar 4, 2015 (40 d)
Peter Anthony ScilovatiMorgan Stanley wirehouseHoover Financial Advisors, Inc. otherOtherFeb 10, 2014Feb 19, 2014
Gerald Dennis FaheyNew England Securities Corporation otherHoover Financial Advisors, Inc. otherOtherJun 21, 2013Jun 19, 2013
Peter Kent HooverIfg Russell Advisors Inc otherHoover Financial Advisors, Inc. otherOtherAug 22, 2006Feb 10, 2005
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9 moves match.