DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Geller Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Peter DiluccioMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGeller Advisors LLC independent RIAWirehouse to independent RIANov 7, 2023Dec 11, 2023 (34 d)
Greg A SchultheisPark Avenue Securities LLC BD affiliatedGeller Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2023Aug 2, 2023 (140 d)
Brian Robert SullivanCharles Schwab & Co., Inc. national BDGeller Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2023Oct 28, 2024 (601 d)
Paul Louis OlivaKls Professional Advisors Group, LLC independent RIAGeller Advisors LLC independent RIARIA to RIAJul 3, 2019Aug 27, 2021 (786 d)
Meghan Christina GrainerMorgan Stanley wirehouseGeller Advisors LLC independent RIAWirehouse to independent RIAJun 7, 2017Sep 2, 2021 (1548 d)
Jeanne Marie McgannonJ.P. Morgan Private Wealth Advisors LLC otherGeller Advisors LLC independent RIAOtherJun 14, 2016Aug 27, 2021 (1900 d)
Paul Albert Edling CummingsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGeller Advisors LLC independent RIAWirehouse to independent RIAOct 22, 2012May 14, 2024 (4222 d)
Susan Warren SofronasCiticorp Investment Services unclassifiedGeller Advisors LLC independent RIAOtherDec 10, 2002Sep 13, 2021 (6852 d)
Page 1 of 1
8 moves match.