DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Navigators Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mariah Marie Maines | Pathstone independent RIA | Financial Navigators Inc. independent RIA | RIA to RIA | Oct 10, 2023 | Dec 6, 2023 (57 d) |
| Roman Shlyakhetko | Odyssey Personal Financial Advisors, LLC independent RIA | Financial Navigators Inc. independent RIA | RIA to RIA | Aug 23, 2023 | Sep 7, 2023 |
| Casandra Ann Johnson | Advice And Planning Services BD affiliated | Financial Navigators Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2019 | Apr 16, 2019 |
| Eric Booth Wadsworth | Wadsworth & Daulaire Financial Planners state registered | Financial Navigators Inc. independent RIA | Other | Dec 31, 2018 | Feb 11, 2019 (42 d) |
| Christopher Mark Tilden | Strategic Advisers LLC national BD | Financial Navigators Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2017 | Jan 20, 2017 |
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5 moves match.