DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dash Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Wayne BachEmpower Advisory Group, LLC BD affiliatedDash Investments independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2025Aug 19, 2025
Brett Darren FrascatiEmpower Advisory Group, LLC BD affiliatedDash Investments independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2025Aug 20, 2025 (35 d)
Robert Jonathan BadgerFisher Investments independent RIADash Investments independent RIARIA to RIAMay 21, 2025May 27, 2025
Sebastian Oscar Lopez-HafenFisher Investments independent RIADash Investments independent RIARIA to RIAMay 19, 2025May 27, 2025
Jeffrey Michael BowlbyFisher Investments independent RIADash Investments independent RIARIA to RIASep 21, 2023Sep 22, 2023
Jacob Matthew FlinchumFisher Investments independent RIADash Investments independent RIARIA to RIAJul 6, 2023Jul 19, 2023
Michael MrlikBok Financial Advisors BD affiliatedDash Investments independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2021Jun 17, 2021
Morris M. AmiriRBC Capital Markets, LLC national BDDash Investments independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2009Feb 8, 2010 (339 d)
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8 moves match.