DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Western Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Jay BrownAlpine Capital Management, LLC unclassifiedFirst Western Advisors otherOtherNov 13, 2015Nov 12, 2015
Scott Miller KimballSolitude Wealth Advisors, LLC. state registeredFirst Western Advisors otherOtherSep 2, 2014Aug 27, 2014
Joshua Charles LiljenquistE*Trade Capital Management, LLC otherFirst Western Advisors otherOtherApr 14, 2014Apr 10, 2014
Brooke Randall SmithStrategic Advisers LLC national BDFirst Western Advisors otherOtherFeb 24, 2014Apr 30, 2014 (65 d)
Steven Wesley KapsimalisPaulson Investment Company, LLC otherFirst Western Advisors otherOtherApr 2, 2012Mar 29, 2012
Michael William BlakeBelsen Getty, LLC unclassifiedFirst Western Advisors otherOtherSep 13, 2011Sep 22, 2011
Alexander Tucker EllwoodPruco Securities, LLC otherFirst Western Advisors otherOtherJan 30, 2007Oct 25, 2011 (1729 d)
Trevor Christian StaufferMorgan Stanley Dw Inc. unclassifiedFirst Western Advisors otherOtherApr 10, 2006Jan 23, 2007 (288 d)
Kevin Vern GrowZions Direct, Inc. unclassifiedFirst Western Advisors otherOtherJan 17, 2006Jan 18, 2006
Cole Alan CooperMorgan Stanley Dw Inc. unclassifiedFirst Western Advisors otherOtherAug 29, 2005Aug 26, 2005
Jason Daniel YeagerTd Ameritrade, Inc. no RAUMFirst Western Advisors otherOtherApr 18, 2005Apr 19, 2005
Steven BallantyneTd Ameritrade, Inc. no RAUMFirst Western Advisors otherOtherApr 11, 2005Apr 12, 2005
Marvin Ray ReynoldsMetropolitan Financial Services, Inc. unclassifiedFirst Western Advisors otherOtherDec 3, 2003Jan 27, 2004 (55 d)
Craig Willard JewettMetropolitan Financial Services, Inc. unclassifiedFirst Western Advisors otherOtherDec 3, 2003Dec 4, 2003
Gregory Nondas RoumposMML Investors Services, LLC otherFirst Western Advisors otherOtherMay 22, 2003Jun 4, 2003
Scott Deon PreeceCetera Advisor Networks LLC otherFirst Western Advisors otherOtherMay 12, 2003May 14, 2003
Maxwell Albert CoullietteMML Investors Services, LLC otherFirst Western Advisors otherOtherMay 9, 2003May 16, 2003
Page 1 of 1
17 moves match.