DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Omnistar Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael StuartOak Harvest Investment Services independent RIAOmnistar Financial Group, Inc. independent RIARIA to RIAAug 26, 2025May 11, 2026 (258 d)
Alexander Jackman NolanMML Investors Services, LLC BD affiliatedOmnistar Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2020May 21, 2020 (48 d)
Sarah HaynesNarwhal Capital Management otherOmnistar Financial Group, Inc. otherOtherApr 20, 2016Jun 5, 2017 (411 d)
Brett Justin TushinghamLPL Financial LLC otherOmnistar Financial Group, Inc. otherOtherAug 19, 2013Aug 19, 2013
Dennis Gerald StokleyBrookstone Capital Management LLC otherOmnistar Financial Group, Inc. otherOtherApr 8, 2013Apr 8, 2013
Alex Garner McdonaldNorthwestern Mutual Investment Services,LLC otherOmnistar Financial Group, Inc. otherOtherJan 2, 2013Feb 21, 2013 (50 d)
Julie Helms LancasterSuntrust Investment Services, Inc. otherOmnistar Financial Group, Inc. otherOtherSep 27, 2010Apr 25, 2013 (941 d)
Amy Reavis SigmonThrivent Investment Management Inc. otherOmnistar Financial Group, Inc. otherOtherJul 26, 2010Jul 12, 2012 (717 d)
Louis Stanley WetmoreInvestacorp Advisory Services Inc otherOmnistar Financial Group, Inc. otherOtherJun 10, 2010Jan 12, 2011 (216 d)
Roger Lee FullerStifel, Nicolaus & Company, Incorporated national BDOmnistar Financial Group, Inc. otherOtherMar 1, 2010May 27, 2015 (1913 d)
Brent Christopher McdonaldOn Investment Management Co otherOmnistar Financial Group, Inc. otherOtherMay 3, 2006May 23, 2006
Phillip Lloyd ClarkOn Investment Management Co otherOmnistar Financial Group, Inc. otherOtherFeb 22, 2006Feb 22, 2006
Douglas Anthony RongoOn Investment Management Co otherOmnistar Financial Group, Inc. otherOtherFeb 22, 2006Feb 22, 2006
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13 moves match.