DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
O••••••• F•••••••• G••••• I•••
Latest filing May 19, 2026
First filing on the tape May 17, 2016 · 26 filings
SEC status approved since Jun 3, 2016
RAUM
$286M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$222M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$47.6M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$286M as of May 19, 2026
Feb 5, 2017$131M then
HNW client RAUM$172M as of May 19, 2026
Mar 12, 2018$66.2M then
State-registered IARs (5.B.3)5 as of May 19, 2026
Feb 5, 20176 then
Employees (5.A)7 as of May 19, 2026
Feb 5, 201710 then
Private funds: no history
RAUM +25% over the last fiscal year+21% a year over threeIARs 5 to 5
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $47.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $265,302derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $188M, 225 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$172M60%
- Pension and profit-sharing plans$60.4M21%
- Individuals$50.6M18%
- Charitable organizations$2.6M0.9%
- Corporations and businesses$645,1950.2%
- Individual clients
- 158reported
- HNW clients
- 78reported
- Pension plan clients
- 23reported
- Charitable clients
- 1reported
- Accounts
- 1,077reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $188M for 225 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• L•••• C•••• | Wilmington, Nc | Feb 20, 2009 | 27 y | 4 |
| R•••• L•• F•••••Certified Financial Planner | Wilmington, Nc | Apr 9, 2021 | 30 y | 5 |
| D••••• T••••• H•••••Certified Financial Planner, Chartered Financial Consultant | Wilmington, Nc | Apr 27, 2021 | 13 y | 0 |
| L••••••• S•••• C•••Certified Financial Planner | Wilmington, Nc | Mar 28, 2022 | 10 y | 0 |
| C••••••••• S••••Chartered Financial Analyst | Wilmington, Nc | Oct 16, 2025 | 28 y | 0 |
| M•••••• S••••• | Wilmington, Nc | May 11, 2026 | 33 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• E••••••• to M•••••••• A•••••••Feb 13, 2023 · RIA to RIA
- S•••• H••••• to H•••••••• A•••••••• L••Apr 9, 2021 · RIA to affiliated broker-dealer or bank
- E••• D••••• W••••••• to A••••••• S••••••• N••••••Apr 8, 2021 · RIA to RIA
- L•••• S•••••• W•••••• to A••••••• S••••••• N••••••Apr 8, 2021 · RIA to RIA
- J•••• D•••••• B•••••• to A••••••• S••••••• N••••••Apr 8, 2021 · RIA to RIA
- A•••••••• J•••••• N•••• to M•• I•••••••• S•••••••• L••Feb 12, 2021 · RIA to affiliated broker-dealer or bank
- A••• G••••• M••••••• to H•••••••• A•••••••• L••Apr 26, 2017 · Other
- J•••• H•••• L•••••••• to B••• I••••••••• S•••••••• I•••May 21, 2015 · Other
- B•••• J••••• T••••••••• to T••••••••• W••••• S••••••••• L••May 19, 2014 · Other
- A•• R••••• S••••• to W•••• F•••• A•••••••Oct 16, 2013 · Other
- D••••• G••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 22, 2013 · Other
- B•••• C••••••••• M••••••• to W••••••• F•••••••• S•••••••• I•••Jul 27, 2010 · Other
- D•••••• A•••••• R•••• to B••••••••• S••••••••• C•••••••••Mar 27, 2007 · Other
Joined, latest
- M•••••• S••••• from O•• H•••••• I••••••••• S•••••••May 11, 2026 · RIA to RIA
- A•••••••• J•••••• N•••• from M•• I•••••••• S•••••••• L••May 21, 2020 · Affiliated broker-dealer or bank to independent RIA
- S•••• H••••• from N•••••• C•••••• M•••••••••Jun 5, 2017 · Other
- R•••• L•• F••••• from S•••••• N••••••• • C••••••• I•••••••••May 27, 2015 · Other
- B•••• J••••• T••••••••• from L•• F•••••••• L••Aug 19, 2013 · Other
- J•••• H•••• L•••••••• from S••••••• I••••••••• S•••••••• I•••Apr 25, 2013 · Other
- D••••• G••••• S•••••• from B••••••••• C•••••• M••••••••• L••Apr 8, 2013 · Other
- A••• G••••• M••••••• from N••••••••• M••••• I••••••••• S•••••••••Feb 21, 2013 · Other
- A•• R••••• S••••• from T••••••• I••••••••• M••••••••• I•••Jul 12, 2012 · Other
- L•••• S•••••• W•••••• from I••••••••• A••••••• S••••••• I••Jan 12, 2011 · Other
- B•••• C••••••••• M••••••• from O• I••••••••• M••••••••• C•May 23, 2006 · Other
- D•••••• A•••••• R•••• from O• I••••••••• M••••••••• C•Feb 22, 2006 · Other
- P•••••• L•••• C•••• from O• I••••••••• M••••••••• C•Feb 22, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for A••••••• S••••••• N••••••Apr 8, 2021 · Wilmington, Nc · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• P••••••• L•••• · President/Ccocontrolsince 02/2002 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilmington, Nc · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 963 to 1,077Feb 10, 2025 to Feb 12, 2026
- Charity clients · unset to 1.0Feb 10, 2025 to Feb 12, 2026
- Corporate clients · 6 to 1Feb 10, 2025 to Feb 12, 2026
- HNW clients · 66 to 78Feb 10, 2025 to Feb 12, 2026
- Individual clients · 214 to 158Feb 10, 2025 to Feb 12, 2026
- Pension plan clients · 20 to 23Feb 10, 2025 to Feb 12, 2026
- Assets in custody · $51.6M to $188MFeb 10, 2025 to Feb 12, 2026
- Discretionary RAUM · $229M to $286MFeb 10, 2025 to Feb 12, 2026
- HNW RAUM · $144M to $172MFeb 10, 2025 to Feb 12, 2026
- Individual RAUM · $49.9M to $50.6MFeb 10, 2025 to Feb 12, 2026
- Pension RAUM · $32.8M to $60.4MFeb 10, 2025 to Feb 12, 2026
- RAUM · $229M to $286MFeb 10, 2025 to Feb 12, 2026
- Accounts · 754 to 963Nov 13, 2024 to Feb 10, 2025
- Advisory employees · 6 to 5Nov 13, 2024 to Feb 10, 2025
- Corporate clients · unset to 6.0Nov 13, 2024 to Feb 10, 2025
- HNW clients · 54 to 66Nov 13, 2024 to Feb 10, 2025
- Individual clients · 211 to 214Nov 13, 2024 to Feb 10, 2025
- Pension plan clients · 14 to 20Nov 13, 2024 to Feb 10, 2025
- Assets in custody · $32.7M to $51.6MNov 13, 2024 to Feb 10, 2025
- Financial planning clients · 101-250 to 101-250Nov 13, 2024 to Feb 10, 2025
- State-registered IARs · 6 to 5Nov 13, 2024 to Feb 10, 2025
- Discretionary RAUM · $185M to $229MNov 13, 2024 to Feb 10, 2025
- HNW RAUM · $108M to $144MNov 13, 2024 to Feb 10, 2025
- Individual RAUM · $43.0M to $49.9MNov 13, 2024 to Feb 10, 2025
- Pension RAUM · $33.1M to $32.8MNov 13, 2024 to Feb 10, 2025
- RAUM · $185M to $229MNov 13, 2024 to Feb 10, 2025
- Other offices · 1 to 0Aug 29, 2024 to Nov 13, 2024
- Accounts · 347 to 754Mar 21, 2023 to Feb 22, 2024
- Advisory employees · 7 to 6Mar 21, 2023 to Feb 22, 2024
- HNW clients · 45 to 54Mar 21, 2023 to Feb 22, 2024
- Individual clients · 285 to 211Mar 21, 2023 to Feb 22, 2024
- Pension plan clients · 16 to 14Mar 21, 2023 to Feb 22, 2024
- Assets in custody · $150M to $32.7MMar 21, 2023 to Feb 22, 2024
- Employees · 8 to 7Mar 21, 2023 to Feb 22, 2024
- State-registered IARs · 7 to 6Mar 21, 2023 to Feb 22, 2024
- Discretionary RAUM · $160M to $185MMar 21, 2023 to Feb 22, 2024
- HNW RAUM · $92.0M to $108MMar 21, 2023 to Feb 22, 2024
- Individual RAUM · $33.0M to $43.0MMar 21, 2023 to Feb 22, 2024
- Non-discretionary RAUM · $420,000 to $0Mar 21, 2023 to Feb 22, 2024
- Pension RAUM · $35.0M to $33.1MMar 21, 2023 to Feb 22, 2024
Signals
2 dated events
- Bryce Edmister left Omnistar Financial Group, Inc. for Masonboro Advisors (registered 2023-02-16)Feb 13, 2023 · Advisor changed firm · fact
- Omnistar Financial Group, Inc. filed its initial SEC registration (Form ADV)May 17, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 910-319-7834reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/omnistar-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- omnistarfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 910-319-7834reportedpublic record, Form ADV, May 19, 2026
- Contact form
- omnistarfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- omnistarfinancial.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026