DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Keel Point Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Francis Murphy	Trustcore Financial Services, LLC other	Keel Point Advisors, LLC other	Other	Jun 15, 2011	Jun 8, 2011
Schuyler Andrew Huck	Gulfstream Capital Management unclassified	Keel Point Advisors, LLC other	Other	Nov 30, 2009	Dec 23, 2009
Lane Mark Jerdal	Northwestern Mutual Investment Services,LLC other	Keel Point Advisors, LLC other	Other	Sep 30, 2008	Feb 12, 2009 (135 d)
Joshua Kenworthy Rivers	Osaic Fa, Inc. other	Keel Point Advisors, LLC other	Other	Aug 18, 2008	Sep 15, 2008
William Bonham Scoggins	UBS Financial Services Inc. wirehouse	Keel Point Advisors, LLC other	Other	Apr 29, 2008	Sep 12, 2008 (136 d)
Robert Estel Copeland	Private Consulting Group, Inc. unclassified	Keel Point Advisors, LLC other	Other	Jul 10, 2006	Aug 3, 2006
David Melville Parks	Private Consulting Group, Inc. unclassified	Keel Point Advisors, LLC other	Other	Mar 31, 2006	Mar 31, 2006
Geoffrey Matthew Thornett	Private Consulting Group, Inc. unclassified	Keel Point Advisors, LLC other	Other	Mar 31, 2006	Mar 31, 2006
Bradley Jon Smith	Ernst & Young Investment Advisers Llp no RAUM	Keel Point Advisors, LLC other	Other	Feb 10, 2004	Aug 23, 2007 (1290 d)

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9 moves match.