DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Salzinger Sheaff Brock, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tiffany Vanhook | Sheaff Brock Investment Advisors, LLC independent RIA | Salzinger Sheaff Brock, LLC independent RIA | RIA to RIA | Sep 12, 2025 | May 1, 2023 |
| David Gilreath | Sheaff Brock Investment Advisors, LLC independent RIA | Salzinger Sheaff Brock, LLC other | Other | Sep 12, 2025 | Oct 28, 2015 |
| Samantha Pezzute | Northwestern Mutual Investment Services,LLC no RAUM | Salzinger Sheaff Brock, LLC independent RIA | Other | Oct 26, 2023 | Nov 16, 2023 |
| Peter Gorman Bjelopetrovich | J.P. Morgan Securities LLC wirehouse | Salzinger Sheaff Brock, LLC independent RIA | Wirehouse to independent RIA | May 15, 2019 | May 8, 2019 |
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4 moves match.