DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pacific Portfolio Consulting, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ketulkumar Jatinbhai TrivediD.A. Davidson & Co. independent RIAPacific Portfolio Consulting, LLC mixed wealthRIA to RIAFeb 1, 2024Sep 8, 2023
Scott Thomas FisherNorthwest Capital Management Inc. institutionalPacific Portfolio Consulting, LLC mixed wealthOtherMay 1, 2023Mar 27, 2024 (331 d)
Eric Peter JarvisConway Jarvis LLC independent RIAPacific Portfolio Consulting, LLC mixed wealthRIA to RIAJan 2, 2023Feb 14, 2023 (43 d)
Gregory James ConwayConway Jarvis LLC independent RIAPacific Portfolio Consulting, LLC mixed wealthRIA to RIAJan 2, 2023Feb 8, 2023 (37 d)
Stanley Sroufe BarnesLesa Sroufe & Company, Inc. independent RIAPacific Portfolio Consulting, LLC mixed wealthRIA to RIAOct 4, 2021Sep 17, 2021
Robert TolstykhMorgan Stanley wirehousePacific Portfolio Consulting, LLC mixed wealthWirehouse to independent RIAJul 20, 2021Sep 17, 2021 (59 d)
Matthew Curtis LitzlerLnw independent RIAPacific Portfolio Consulting, LLC mixed wealthRIA to RIAMar 23, 2020Nov 4, 2020 (226 d)
Harve Eugene MenkensMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePacific Portfolio Consulting, LLC otherOtherJan 2, 2018Feb 2, 2018 (31 d)
Joseph Clayton OstromMorgan Stanley wirehousePacific Portfolio Consulting, LLC otherOtherSep 9, 2016Dec 7, 2016 (89 d)
Randy Scott GardnerMML Investors Services, LLC otherPacific Portfolio Consulting, LLC otherOtherJul 6, 2012Mar 28, 2013 (265 d)
Bryan Milloy KnutsonLnw otherPacific Portfolio Consulting, LLC otherOtherApr 15, 2011May 2, 2011
Lawerence Lee HoodPacific Portfolio Consulting LP unclassifiedPacific Portfolio Consulting, LLC otherOtherDec 31, 2006Mar 21, 2006
Kevin W O'KeefePacific Portfolio Consulting LP unclassifiedPacific Portfolio Consulting, LLC otherOtherDec 31, 2006Mar 21, 2006
Todd Martin WatheyEquitable Advisors, LLC national BDPacific Portfolio Consulting, LLC otherOtherDec 14, 2004Aug 31, 2010 (2086 d)
Page 1 of 1
14 moves match.