DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Catalyst Capital Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew GodelmanNew York Life Investment Management LLC asset managerCatalyst Capital Advisors LLC asset managerOtherJul 28, 2025Sep 28, 2025 (62 d)
Douglas CataldoSl Advisors, LLC otherCatalyst Capital Advisors LLC asset managerOtherSep 6, 2023Jan 5, 2025 (487 d)
Ryan Daniel LynchPgim Investments LLC asset managerCatalyst Capital Advisors LLC asset managerOtherJul 13, 2023Aug 24, 2023 (42 d)
Mario Dominique FontenotBny Mellon Securities Corporation BD affiliatedCatalyst Capital Advisors LLC asset managerOtherDec 13, 2022Dec 12, 2023 (364 d)
Michael P WalshFidelity Personal And Workplace Advisors BD affiliatedCatalyst Capital Advisors LLC asset managerOtherMay 2, 2022Mar 28, 2024 (696 d)
James BedrockRaymond James Financial Services Advisors, Inc BD affiliatedCatalyst Capital Advisors LLC asset managerOtherApr 7, 2021Sep 13, 2023 (889 d)
Hunter Wilhelm FreyLPL Financial LLC BD affiliatedCatalyst Capital Advisors LLC asset managerOtherMar 11, 2020Mar 24, 2020
Mark Steven YanduraHuntington Financial Advisors otherCatalyst Capital Advisors LLC otherOtherApr 30, 2015Apr 21, 2016 (357 d)
Matthew Anthony TullyAvantax Advisory Services otherCatalyst Capital Advisors LLC otherOtherMar 6, 2015Apr 21, 2016 (412 d)
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9 moves match.