DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lourdmurray
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eden Jiwon Chang | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lourdmurray independent RIA | Wirehouse to independent RIA | Oct 15, 2018 | Oct 18, 2018 |
| Susan S Yang | UBS Financial Services Inc. wirehouse | Lourdmurray independent RIA | Wirehouse to independent RIA | May 15, 2018 | Aug 17, 2018 (94 d) |
| Richard Campbell Johnston Nott | Adviceperiod, LLC other | Lourdmurray other | Other | Feb 15, 2017 | Mar 24, 2017 (37 d) |
| Susan S Yang | Morgan Stanley wirehouse | Lourdmurray other | Other | Nov 11, 2016 | May 12, 2017 (182 d) |
| James Andrew Amerman | Pure Financial Advisors, LLC other | Lourdmurray other | Other | Nov 3, 2015 | Dec 15, 2015 (42 d) |
| Helen Shih Chu-Suwarnasarn | Seia other | Lourdmurray other | Other | Aug 28, 2015 | Dec 15, 2015 (109 d) |
| Brendan Lauder Mcewan | Hhg & Company, LLC other | Lourdmurray independent RIA | Other | Apr 21, 2015 | Oct 31, 2018 (1289 d) |
| Eric David Matthews | Rts Private Wealth Management other | Lourdmurray other | Other | Feb 23, 2015 | Mar 4, 2015 |
| Peter Johnston Wright | Raymond James & Associates, Inc. national BD | Lourdmurray other | Other | Jul 10, 2013 | Jul 12, 2013 |
| Jennifer Vallee Enlow | Raymond James & Associates, Inc. national BD | Lourdmurray other | Other | Jul 10, 2013 | Jan 28, 2016 (932 d) |
| Palmer Neville Murray | Morgan Stanley wirehouse | Lourdmurray other | Other | Oct 25, 2012 | Oct 8, 2012 |
| B. Blaine Lourd | A. G. Edwards & Sons, Inc. unclassified | Lourdmurray other | Other | Jun 13, 2006 | Jun 13, 2006 |
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12 moves match.