DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Advanced Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Jon SchervenEfs Advisors BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Nov 4, 2013
Brian Thomas LimborgEfs Advisors BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2026Nov 1, 2013
Joshua Ryan DeckerEfs Advisors BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 28, 2024Nov 1, 2013
Tammy Lee HolsteinValic Financial Advisors, Inc. BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 23, 2022Mar 30, 2022
Steven John LiebzeitThrivent Investment Management Inc. BD affiliatedAdvanced Advisor Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2021Mar 30, 2022 (243 d)
Thomas Wayne OttmanEfs Advisors otherAdvanced Advisor Group, LLC independent RIAOtherMay 25, 2016Nov 4, 2013
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6 moves match.