DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealthquest Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan Kathleen HammannCassady Schiller Wealth Management, LLC independent RIAWealthquest Corporation independent RIARIA to RIAJul 26, 2022Jan 8, 2024 (531 d)
Samuel MartinezPruco Securities, LLC BD affiliatedWealthquest Corporation independent RIAAffiliated broker-dealer or bank to independent RIAApr 29, 2021Jun 1, 2021 (33 d)
Charles Ryan EhrenfriedNorthwestern Mutual Investment Services,LLC no RAUMWealthquest Corporation independent RIAOtherMay 13, 2020Sep 18, 2020 (128 d)
Michael T MooreCerity Partners Ocio LLC independent RIAWealthquest Corporation independent RIARIA to RIAMar 15, 2018May 31, 2018 (77 d)
Adam Michael DayNorthwestern Mutual Investment Services,LLC no RAUMWealthquest Corporation otherOtherFeb 8, 2018Mar 6, 2018
Matthew David EltringhamFifth Third Securities, Inc. otherWealthquest Corporation otherOtherJan 4, 2017Jan 3, 2017
David Allan EltringhamFifth Third Securities, Inc. otherWealthquest Corporation otherOtherOct 25, 2016Jan 4, 2017 (71 d)
James Charles OligerWealth Planning Corp otherWealthquest Corporation otherOtherMar 29, 2016Dec 13, 2006
Michael Hans LoeweTd Ameritrade Investment Management, LLC otherWealthquest Corporation otherOtherJun 3, 2014Jul 17, 2014 (44 d)
Angela Charlene WilliamsPnc Wealth Management otherWealthquest Corporation otherOtherOct 2, 2013Jan 1, 2014 (91 d)
Michael Edward MitchellJ.P. Morgan Securities LLC wirehouseWealthquest Corporation otherOtherMar 4, 2013May 23, 2013 (80 d)
Shawn Michael ScottRaymond James & Associates, Inc. national BDWealthquest Corporation otherOtherAug 29, 2012Dec 3, 2012 (96 d)
Stephen Albert GrecoTd Ameritrade Investment Management, LLC otherWealthquest Corporation otherOtherApr 21, 2011Apr 5, 2011
Wade Keith DanielWealth Planning Corp otherWealthquest Corporation otherOtherApr 20, 2010Dec 13, 2006
Mark A BatesFifth Third Securities, Inc. otherWealthquest Corporation otherOtherApr 8, 2010Apr 20, 2010
Stephen Paul KingEsi Financial Advisors otherWealthquest Corporation otherOtherAug 1, 2007Aug 7, 2007
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16 moves match.