DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Callan Capital, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joan Kathleen KossStordahl Capital Management, Inc. independent RIACallan Capital, LLC independent RIARIA to RIANov 16, 2023Jan 26, 2024 (71 d)
Jessica CafferataMariner BD affiliatedCallan Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 23, 2022Mar 4, 2022
Christopher Lane WillinghamGoldman Sachs Wealth Services, L.P. BD affiliatedCallan Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 24, 2020Jan 21, 2021 (58 d)
Ami S AranhaEmpowered Retirement, Inc. state registeredCallan Capital, LLC otherOtherMay 18, 2015Dec 10, 2015 (206 d)
Katherine J AtteberyFisher Investments otherCallan Capital, LLC otherOtherAug 7, 2014Sep 3, 2014
Trevor Michael CallanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCallan Capital, LLC otherOtherJan 17, 2007Jan 12, 2007
Timothy Smith CallanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCallan Capital, LLC otherOtherJan 17, 2007Jan 12, 2007
Ryan James CallanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCallan Capital, LLC otherOtherJan 17, 2007Jan 12, 2007
Page 1 of 1
8 moves match.