DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Captrust Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Harold SchottWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherAug 8, 2017Apr 30, 2008
Eric Wilson BaileyWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherAug 7, 2017Apr 12, 2007
Samuel Lloyd PerryWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJul 7, 2017Apr 12, 2007
Robert Chase BurkhartWells Fargo Advisors wirehouseCaptrust Advisors, LLC otherOtherJun 29, 2017Aug 11, 2014
James Joseph WatersWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 23, 2017Apr 13, 2007
James Edward GrahamWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 14, 2017Apr 13, 2007
Shale William LatterWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 14, 2017Sep 18, 2012
Bobby John FradyWells Fargo Advisors wirehouseCaptrust Advisors, LLC otherOtherJun 14, 2017Jun 3, 2013
Robert Scott LowkeWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 13, 2017Apr 13, 2007
Robert Frank PiccirilliWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 12, 2017Sep 5, 2007
Mathew DoyleWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMOtherJun 12, 2017Apr 13, 2007
Kipp Gordon SmallMmc Securities LLC no RAUMCaptrust Advisors, LLC otherOtherApr 17, 2015Jul 7, 2016 (447 d)
Peter Justin GardnerWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 4, 2009Apr 13, 2007
Jeffrey Stuart AnnisWells Fargo Advisors wirehouseCaptrust Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 4, 2009Apr 13, 2007
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14 moves match.