DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Probabilities Fund Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Lesley Chatfield | Anchor Bay Capital, Inc. independent RIA | Probabilities Fund Management, LLC other | Other | Oct 15, 2021 | Mar 1, 2022 (137 d) |
| Joseph Brian Childrey | Ausdal Financial Partners, Inc. other | Probabilities Fund Management, LLC other | Other | Aug 31, 2017 | Oct 18, 2007 |
| Kevin Francis Hughes | UBS Financial Services Inc. wirehouse | Probabilities Fund Management, LLC other | Other | Apr 21, 2015 | Aug 22, 2016 (489 d) |
| Michael Brian Donahue | Wedbush Securities Inc. other | Probabilities Fund Management, LLC other | Other | Dec 31, 2014 | Jan 6, 2015 |
| David Rabin | Sei Investments Management Corp other | Probabilities Fund Management, LLC other | Other | Jul 29, 2014 | Nov 13, 2014 (107 d) |
| Jonathan Lesley Chatfield | Anchor Bay Capital, Inc. other | Probabilities Fund Management, LLC other | Other | Nov 19, 2013 | Dec 4, 2013 |
| Mary Christine Gray | Wells Fargo Investments, LLC unclassified | Probabilities Fund Management, LLC other | Other | Aug 6, 2007 | Jan 7, 2014 (2346 d) |
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7 moves match.