DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Optimal Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Jay Bewley | Generational Wealth Advisors, LLC unclassified | Optimal Capital Advisors, LLC other | Other | Dec 31, 2013 | Apr 18, 2012 |
| Joseph Patrick Batcha III | Wislar Wealth Management, LLC no RAUM | Optimal Capital Advisors, LLC independent RIA | Other | Jun 27, 2012 | Jan 1, 2025 (4571 d) |
| Arthur Todd Doglione | Wislar Wealth Management, LLC no RAUM | Optimal Capital Advisors, LLC other | Other | Jun 27, 2012 | Oct 29, 2010 |
| Gary Bruce Berdoff | Morgan Stanley wirehouse | Optimal Capital Advisors, LLC other | Other | May 2, 2012 | Aug 16, 2012 (106 d) |
| George Brailsford Wislar | Wislar Investment Management, LLC unclassified | Optimal Capital Advisors, LLC other | Other | Dec 31, 2009 | Oct 29, 2010 (302 d) |
| Paul Richard Moody | Putnam Investment Management, LLC other | Optimal Capital Advisors, LLC other | Other | Oct 6, 2008 | Apr 21, 2010 (562 d) |
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6 moves match.