DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Genex Consulting
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Robert Ishmael | Edward Jones national BD | Genex Consulting independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Jun 16, 2023 |
| Curtis Scott Shillingsford | Severin Investments LLC independent RIA | Genex Consulting independent RIA | RIA to RIA | Mar 31, 2021 | Oct 30, 2024 (1309 d) |
| Sarah Hehmeyer | Edward Jones national BD | Genex Consulting independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2021 | Mar 19, 2021 |
| Todd Robert Birkenholz | Waddell & Reed BD affiliated | Genex Consulting independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2020 | Apr 28, 2020 |
| Ethan Marc Silverman | Morgan Stanley wirehouse | Genex Consulting independent RIA | Wirehouse to independent RIA | Dec 2, 2019 | Dec 5, 2019 |
| Benjamin M Klutenkamper | LPL Financial LLC independent RIA | Genex Consulting independent RIA | RIA to RIA | Jan 23, 2018 | Mar 21, 2017 |
| Chad Michael Hemphill | Panoptic Wealth Advocates unclassified | Genex Consulting independent RIA | Other | Dec 31, 2017 | May 3, 2018 (123 d) |
| Brian Allen Redders | LPL Financial LLC independent RIA | Genex Consulting independent RIA | RIA to RIA | Dec 31, 2017 | Jan 28, 2008 |
| Samuel D'Arcy Cox Fox | LPL Financial LLC other | Genex Consulting independent RIA | Other | Jul 14, 2017 | Dec 7, 2016 |
| Michael Joseph Sluhan | LPL Financial LLC other | Genex Consulting independent RIA | Other | Jul 14, 2017 | Jan 28, 2008 |
| Quintin Andrew Hogrefe | LPL Financial LLC other | Genex Consulting independent RIA | Other | Jul 14, 2017 | Nov 18, 2016 |
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11 moves match.