DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alterna Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Conor PetersonRaymond James & Associates, Inc. national BDAlterna Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2026Feb 22, 2026
Maribel GalindoCitigroup Global Markets Inc. BD affiliatedAlterna Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 12, 2024Jul 15, 2024 (94 d)
Matteo Hernandez-SadaCitigroup Global Markets Inc. BD affiliatedAlterna Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2023Jul 7, 2023 (168 d)
Santiago PadrunoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlterna Wealth Management, Inc. independent RIAWirehouse to independent RIAJul 30, 2021Aug 26, 2021
Alberto ValdesPnc Managed Account Solutions, Inc. BD affiliatedAlterna Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2020Feb 25, 2021 (73 d)
Adrian Marcelo Gonzalez VillarrealMorgan Stanley wirehouseAlterna Wealth Management, Inc. independent RIAWirehouse to independent RIAMay 6, 2019May 21, 2021 (746 d)
William Walter CathrinerSalient Capital Advisors, LLC otherAlterna Wealth Management, Inc. otherOtherOct 31, 2016Feb 17, 2017 (109 d)
Alberto Ramos AlatorreOptima Capital Management, Inc. otherAlterna Wealth Management, Inc. otherOtherApr 28, 2014Apr 23, 2014
Benjamin Jorge LopezOptima Capital Management, Inc. otherAlterna Wealth Management, Inc. otherOtherApr 28, 2014Apr 23, 2014
Sean Joseph ContiFisher Investments otherAlterna Wealth Management, Inc. otherOtherFeb 11, 2014Mar 25, 2014 (42 d)
Vicente Humberto Velez PachecoModokai Capital Management, LLC unclassifiedAlterna Wealth Management, Inc. otherOtherDec 13, 2011Feb 26, 2013 (441 d)
Armando AcevedoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlterna Wealth Management, Inc. otherOtherOct 18, 2011Dec 2, 2011 (45 d)
Kurt Ludwig JostenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlterna Wealth Management, Inc. otherOtherMay 8, 2009Sep 25, 2009 (140 d)
Emilio MejiaStanford Group Company unclassifiedAlterna Wealth Management, Inc. otherOtherJul 17, 2008Sep 9, 2008 (54 d)
Francisco Xavier MazaGunnallen Financial, Inc unclassifiedAlterna Wealth Management, Inc. otherOtherJul 6, 2006Apr 10, 2008 (644 d)
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15 moves match.