DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Estate Planning Professionals
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rodney Charles Peters | Park Avenue Securities LLC BD affiliated | Estate Planning Professionals other | Other | Mar 22, 2019 | Mar 26, 2019 |
| Graham David Guthrie | Money Concepts Advisory Service BD affiliated | Estate Planning Professionals other | Other | Apr 3, 2018 | Apr 4, 2018 |
| Edward Gerard Siddell | American Investment Services other | Estate Planning Professionals other | Other | Jun 16, 2011 | Nov 10, 2010 |
| Lowell Thomas Fletcher | Wells Fargo Advisors wirehouse | Estate Planning Professionals other | Other | Sep 8, 2010 | Sep 13, 2010 |
| Phillip Michael Valley | Wall Street Financial Group, Inc other | Estate Planning Professionals other | Other | Dec 31, 2008 | Jun 13, 2008 |
| David Brian Lennox | Wall Street Financial Group, Inc other | Estate Planning Professionals other | Other | Aug 4, 2008 | Jun 13, 2008 |
| Shawn Michael Arseneau | The Harvest Company, LLC unclassified | Estate Planning Professionals other | Other | Mar 8, 2007 | Sep 17, 2010 (1289 d) |
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7 moves match.