DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rda Financial Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert T ReidelbergerVisionary Wealth Advisors, LLC independent RIARda Financial Network independent RIARIA to RIAAug 5, 2019Aug 6, 2019
Brian Daniel ParkerOpen Source Investments, LLC independent RIARda Financial Network independent RIARIA to RIASep 14, 2018Sep 20, 2018
Chawn Francis HonkompPrincipal Securities, Inc. otherRda Financial Network otherOtherMar 5, 2018Feb 23, 2018
Gregory Gifford GilesRobert W. Baird & Co. Incorporated otherRda Financial Network otherOtherDec 14, 2016Jun 9, 2017 (177 d)
Devory Alicia FischerThrivent Investment Management Inc. otherRda Financial Network otherOtherSep 14, 2016Nov 30, 2017 (442 d)
Wade Michael JohnsonBerthel Fisher & Company Financial Services, Inc. otherRda Financial Network otherOtherApr 7, 2016Oct 3, 2017 (544 d)
David Lester DarnerCambridge Investment Research Advisors, Inc. otherRda Financial Network otherOtherJul 1, 2014Jan 26, 2011
Thomas Hale McbrideCambridge Investment Research Advisors, Inc. otherRda Financial Network otherOtherMay 8, 2014Oct 7, 2011
Janet Ann WulfNetworth Advisors otherRda Financial Network otherOtherMar 29, 2012Feb 16, 2010
Jason Wayne ShawVsr Advisory Services otherRda Financial Network otherOtherFeb 21, 2012Feb 22, 2012
Christopher Alan RobertsEdward Jones national BDRda Financial Network otherOtherMay 11, 2011Jun 22, 2011 (42 d)
Chad David EricsonQa3 Financial LLC unclassifiedRda Financial Network otherOtherFeb 11, 2011Feb 11, 2011
David J WilleumierHsbc Securities (USA) Inc. otherRda Financial Network otherOtherMay 7, 2010Jun 17, 2010 (41 d)
Stacie Lynn BrassNational Planning Corporation ("Npc Of America" In Fl & Ny) otherRda Financial Network otherOtherFeb 12, 2010Feb 16, 2010
Jason Wayne ShawCambridge Investment Research Advisors, Inc. otherRda Financial Network otherOtherApr 16, 2009Feb 5, 2009
Bradley Joseph BobbU.S. Bancorp Investments, Inc. otherRda Financial Network otherOtherOct 15, 2008Jan 2, 2009 (79 d)
Michael Ellis LasovageEquitas America, LLC unclassifiedRda Financial Network otherOtherOct 1, 2008Oct 2, 2008
John Wayne ArthurStonefield Investment Advisory, Inc. otherRda Financial Network otherOtherJul 10, 2008May 19, 2008
Duane M RothStonefield Investment Advisory, Inc. otherRda Financial Network otherOtherJul 10, 2008May 21, 2008
Christopher Wayne ArthurStonefield Investment Advisory, Inc. otherRda Financial Network otherOtherJul 10, 2008May 19, 2008
Michael Willmar ForbrookStonefield Investment Advisory, Inc. otherRda Financial Network otherOtherJul 10, 2008May 21, 2008
Michael Anne BrannenCetera Investment Services LLC otherRda Financial Network otherOtherJul 15, 2004Aug 26, 2008 (1503 d)
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22 moves match.