DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Monex Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Miguel Maisterra SilvaBanorte Asset Management, Inc. independent RIAMonex Asset Management, Inc. independent RIARIA to RIAMay 6, 2026Sep 15, 2026 (132 d)
Inaki Suarez SalinasJ.P. Morgan Securities LLC wirehouseMonex Asset Management, Inc. independent RIAWirehouse to independent RIASep 26, 2025Oct 21, 2025
Cristina EddySnowden Capital Advisors LLC otherMonex Asset Management, Inc. otherOtherSep 29, 2017Mar 8, 2018 (160 d)
Francisco MalfavonSnowden Capital Advisors LLC otherMonex Asset Management, Inc. otherOtherJun 28, 2017Mar 8, 2018 (253 d)
Antonio Fernando Mariscal RomeroAlpha Cubed Investments, LLC otherMonex Asset Management, Inc. otherOtherJun 12, 2017Jun 20, 2017
Victor JoffeHilltop Securities Inc. otherMonex Asset Management, Inc. otherOtherMay 1, 2015Apr 7, 2015
Oscar R FloresHilltop Securities Inc. otherMonex Asset Management, Inc. otherOtherMay 1, 2015Apr 7, 2015
Oliver Blanco MaldonadoUBS Financial Services Inc. wirehouseMonex Asset Management, Inc. otherOtherJan 14, 2014Feb 5, 2014
Jose Roberto Lopez GonzalezAlterna Wealth Management, Inc. otherMonex Asset Management, Inc. otherOtherOct 4, 2012Sep 30, 2014 (726 d)
Jaime SuarezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMonex Asset Management, Inc. otherOtherJan 10, 2011Apr 26, 2011 (106 d)
Daniel BrinkmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMonex Asset Management, Inc. otherOtherJan 10, 2011Apr 15, 2011 (95 d)
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11 moves match.