DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wespac Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steve Haydon MillerFinancial Telesis, Inc. otherWespac Advisors, LLC otherOtherNov 17, 2014Jan 21, 2010
John Cole WilliamsStonemark Wealth Management otherWespac Advisors, LLC otherOtherNov 18, 2013Jan 1, 2025 (4062 d)
Kenneth Scott RobertsFusion Asset Management, LLC otherWespac Advisors, LLC otherOtherDec 31, 2012Aug 27, 2012
Andrew Benedict CorradettiFusion Asset Management, LLC otherWespac Advisors, LLC otherOtherDec 31, 2012Jun 2, 2009
Steven Paul BendinelliFoothill Securities, Inc. otherWespac Advisors, LLC otherOtherJul 2, 2012Aug 9, 2012 (38 d)
Morgan Thomas GoughHilltop Securities Inc. otherWespac Advisors, LLC otherOtherJul 7, 2009Sep 23, 2009 (78 d)
Peter Pin ChenHilltop Securities Inc. otherWespac Advisors, LLC otherOtherJul 7, 2009Sep 23, 2009 (78 d)
Wade Steven PerryHilltop Securities Inc. otherWespac Advisors, LLC otherOtherJul 7, 2009Sep 23, 2009 (78 d)
Coco M LorenzoHilltop Securities Inc. otherWespac Advisors, LLC otherOtherJul 7, 2009Sep 23, 2009 (78 d)
Joseph Peter TrabaHilltop Securities Inc. otherWespac Advisors, LLC otherOtherJun 22, 2009Mar 2, 2010 (253 d)
Thomas Christopher LambertWespac Advisors, LLC unclassifiedWespac Advisors, LLC otherOtherOct 21, 2008Jan 1, 2025 (5916 d)
Timothy K ChanWespac Advisors, LLC unclassifiedWespac Advisors, LLC otherOtherOct 21, 2008Jan 26, 2026 (6306 d)
William KimWespac Advisors, LLC unclassifiedWespac Advisors, LLC otherOtherOct 21, 2008Feb 11, 2026 (6322 d)
Jason Andrew WoonWaddell & Reed otherWespac Advisors, LLC otherOtherJan 29, 2008Jun 2, 2009 (490 d)
Gregory Joseph ChristianRaymond James Financial Services, Inc. unclassifiedWespac Advisors, LLC otherOtherMar 3, 2004Jul 28, 2023 (7086 d)
Robert Daniel PerussinaSecurities America Advisors, Inc. otherWespac Advisors, LLC otherOtherOct 7, 2003Nov 1, 2011 (2947 d)
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16 moves match.