DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Orion Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ahmed Osman Farruk | Wells Fargo Advisors wirehouse | Orion Investment Advisors, LLC other | Other | Mar 1, 2016 | Apr 16, 2009 |
| Will Stratton Fisher | Wells Fargo Advisors wirehouse | Orion Investment Advisors, LLC other | Other | Mar 1, 2016 | Apr 16, 2009 |
| Tina Renee Zemba | Wells Fargo Advisors wirehouse | Orion Investment Advisors, LLC other | Other | Mar 1, 2016 | Aug 30, 2016 (182 d) |
| Sheena Effendi | Wells Fargo Advisors wirehouse | Orion Investment Advisors, LLC other | Other | Mar 1, 2016 | Oct 25, 2016 (238 d) |
| David Michael Thome | Morgan Stanley wirehouse | Orion Investment Advisors, LLC other | Other | Feb 1, 2016 | Jan 15, 2016 |
| Scott Thomas Aune | Wells Fargo Advisors wirehouse | Orion Investment Advisors, LLC other | Other | Aug 28, 2015 | May 26, 2009 |
Page 1 of 1
6 moves match.