DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at United Advisors Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Joseph CampbellTriton Capital Management, LLC unclassifiedUnited Advisors Services, LLC otherOtherSep 20, 2018Jul 30, 2015
Derek A GhiaMorningstar Investment Services LLC otherUnited Advisors Services, LLC otherOtherMar 9, 2018Mar 16, 2018
Donald Lee RoseenRothschild Investment otherUnited Advisors Services, LLC otherOtherFeb 5, 2018Feb 5, 2018
Randall Jay KronourAmeriprise Financial Services, LLC national BDUnited Advisors Services, LLC otherOtherJan 24, 2018Feb 5, 2018
David Charles KronourAmeriprise Financial Services, LLC national BDUnited Advisors Services, LLC otherOtherJan 23, 2018Jan 19, 2018
Justin Michael TerzoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Advisors Services, LLC otherOtherDec 18, 2017Dec 19, 2017
Joseph David StockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Advisors Services, LLC otherOtherDec 18, 2017Dec 19, 2017
Roy Elmer McguffinAmeriprise Financial Services, LLC national BDUnited Advisors Services, LLC otherOtherSep 28, 2017Jan 22, 2018 (116 d)
Thomas Raymond SkeltonNorthwest Advisors, Inc. otherUnited Advisors Services, LLC otherOtherAug 30, 2017Aug 28, 2017
Marva Lou KingMorgan Stanley wirehouseUnited Advisors Services, LLC otherOtherNov 16, 2016Nov 11, 2016
Clancy J AtkinsonPnc Wealth Management otherUnited Advisors Services, LLC otherOtherJun 27, 2016Jun 20, 2016
Carmel Ann FurtadoAtlas Private Wealth Management, LLC otherUnited Advisors Services, LLC otherOtherNov 30, 2015Dec 2, 2016 (368 d)
Paul Norman FranklinUBS Financial Services Inc. wirehouseUnited Advisors Services, LLC otherOtherJun 10, 2015May 22, 2015
Todd William BergerUBS Financial Services Inc. wirehouseUnited Advisors Services, LLC otherOtherMay 20, 2015May 13, 2015
James RoseUBS Financial Services Inc. wirehouseUnited Advisors Services, LLC otherOtherApr 1, 2015May 27, 2015 (56 d)
Jerrold Stephen KleinComprehensive Capital Management, Inc. otherUnited Advisors Services, LLC otherOtherAug 20, 2013Jan 10, 2014 (143 d)
Mary Donna StoneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Advisors Services, LLC otherOtherJul 22, 2013Jul 22, 2013
Michelle Marie MaloneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Advisors Services, LLC otherOtherJul 22, 2013Aug 12, 2013
Roger Martin FaulringMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Advisors Services, LLC otherOtherJul 22, 2013Aug 12, 2013
Ira N RossMorgan Stanley Investment Advisors Inc. unclassifiedUnited Advisors Services, LLC otherOtherAug 13, 2008Jul 31, 2009 (352 d)
Karla Patricia LemaRBC Capital Markets, LLC national BDUnited Advisors Services, LLC otherOtherSep 29, 2005May 11, 2015 (3511 d)
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21 moves match.