DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Axos Invest, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Evan Heilpern BostianCetera Investment Advisers LLC BD affiliatedAxos Invest, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2026Aug 21, 2026 (66 d)
Michael Jeffrey RichardsRBC Securities, Inc. independent RIAAxos Invest, Inc independent RIARIA to RIAMar 25, 2025Apr 8, 2025
Diane Nicole KlitzMorgan Stanley wirehouseAxos Invest, Inc independent RIAWirehouse to independent RIAMay 3, 2024Jan 29, 2025 (271 d)
Morry Gene MoralesCharles Schwab & Co., Inc. national BDAxos Invest, Inc independent RIAAffiliated broker-dealer or bank to independent RIAMar 29, 2024Apr 8, 2024
Ryan A MccollumWells Fargo Advisors wirehouseAxos Invest, Inc independent RIAWirehouse to independent RIAOct 25, 2023Aug 23, 2024 (303 d)
Brandy Nicole Dyer MorrisEdward Jones national BDAxos Invest, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 21, 2023Jul 7, 2023
Hunter James BremerTd Ameritrade, Inc. no RAUMAxos Invest, Inc independent RIAOtherSep 10, 2022Jun 5, 2023 (268 d)
Tracy Lyn GallmanPrimerica Advisors national BDAxos Invest, Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2021Feb 6, 2023 (609 d)
Paul Way YehCetera Advisor Networks LLC BD affiliatedAxos Invest, Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2020Dec 11, 2025 (2060 d)
Chad Gailen HeidzigMutual Of Omaha Investor Services, Inc. no RAUMAxos Invest, Inc independent RIAOtherDec 26, 2019Jan 23, 2020
Ria GostKingswood Wealth Advisors, LLC independent RIAAxos Invest, Inc independent RIARIA to RIAFeb 19, 2019Mar 16, 2020 (391 d)
Jason SchroederTd Ameritrade Investment Management, LLC otherAxos Invest, Inc independent RIAOtherMar 18, 2015Oct 12, 2021 (2400 d)
Dave Paul SteinbeckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAxos Invest, Inc otherOtherOct 13, 2014Mar 25, 2015 (163 d)
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13 moves match.