DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Minichmacgregor Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brenton Wesley Smith | Private Advisor Group, LLC BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2025 | Aug 26, 2025 |
| Andrew John Pallas | LPL Financial LLC independent RIA | Minichmacgregor Wealth Management, LLC independent RIA | RIA to RIA | Dec 9, 2022 | Nov 15, 2022 |
| Patrick Joseph Younis | Eagle Strategies LLC BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | May 9, 2021 (766 d) |
| Mark Joseph Landau | Goldman Sachs Wealth Services, L.P. BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2018 | Jul 15, 2019 (305 d) |
| Cory Lee Laird | Park Avenue Securities LLC other | Minichmacgregor Wealth Management, LLC other | Other | May 6, 2016 | Oct 12, 2017 (524 d) |
| Michele Anne Tellstone | Pks Advisory Services, LLC other | Minichmacgregor Wealth Management, LLC independent RIA | Other | Jan 30, 2015 | May 9, 2021 (2291 d) |
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6 moves match.