DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Etesian Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marie Magdalena TaylorThreadline Wealth independent RIAEtesian Wealth Advisors, Inc. independent RIARIA to RIADec 19, 2024Jan 13, 2025
Michael Allen RueCambridge Investment Research Advisors, Inc. BD affiliatedEtesian Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2024Jul 17, 2024
Jacob Charles ScarminachMML Investors Services, LLC BD affiliatedEtesian Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 16, 2020Mar 12, 2025 (1730 d)
Gregory Scott BarkerThreadline Wealth otherEtesian Wealth Advisors, Inc. otherOtherNov 3, 2014Nov 3, 2014
Eric J StutzmanAbridge Partners, LLC otherEtesian Wealth Advisors, Inc. otherOtherNov 1, 2012Jan 10, 2013 (70 d)
Joseph Edward FleischmannNrp Advisors, Inc. unclassifiedEtesian Wealth Advisors, Inc. otherOtherOct 1, 2010Oct 5, 2010
Steven Ray ColeThreadline Wealth otherEtesian Wealth Advisors, Inc. otherOtherApr 21, 2009Apr 11, 2011 (720 d)
George Lester TaylorSagepoint Financial, Inc. otherEtesian Wealth Advisors, Inc. independent RIAOtherDec 6, 2005Jan 2, 2025 (6967 d)
Stanley Clayton LochrieSagepoint Financial, Inc. otherEtesian Wealth Advisors, Inc. otherOtherDec 6, 2005Dec 16, 2009 (1471 d)
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9 moves match.