DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peninsula Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Eaton Terminello | Facet independent RIA | Peninsula Wealth, LLC independent RIA | RIA to RIA | Mar 20, 2024 | May 10, 2024 (51 d) |
| Kristen Rebecca Kaczmark | Charles Schwab & Co., Inc. national BD | Peninsula Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2019 | Feb 7, 2019 |
| Smriti Dhall | Bluepointe Capital Management, LLC other | Peninsula Wealth, LLC other | Other | Apr 1, 2013 | Oct 18, 2013 (200 d) |
| Brett Wyeth Davalos | Morgan Stanley wirehouse | Peninsula Wealth, LLC other | Other | Jun 17, 2011 | Sep 10, 2012 (451 d) |
| Rahul Niranjan Shah | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Peninsula Wealth, LLC other | Other | Feb 17, 2010 | Feb 12, 2010 |
| Kristina Marie Ventura | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Peninsula Wealth, LLC other | Other | Nov 28, 2006 | Dec 13, 2011 (1841 d) |
Page 1 of 1
6 moves match.