DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aspire Private Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley C Taylor | Edward Jones national BD | Aspire Private Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2025 | Feb 5, 2026 (297 d) |
| Trenton Alexander Derrick | Vanguard Advisers, Inc. BD affiliated | Aspire Private Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Nov 6, 2024 |
| Colby Keston Clark | Cwm, LLC BD affiliated | Aspire Private Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 11, 2019 |
| Michael Andrew Sellers | Synergy Investment Group, LLC other | Aspire Private Capital independent RIA | Other | Feb 4, 2019 | Jan 22, 2019 |
| Antonio Montez Burkett | LPL Financial LLC independent RIA | Aspire Private Capital independent RIA | RIA to RIA | Nov 26, 2018 | Nov 28, 2018 |
| Gregory Garrard Padgitt | LPL Financial LLC other | Aspire Private Capital independent RIA | Other | Aug 7, 2017 | Feb 9, 2018 (186 d) |
| Gary Randall Preslar | Global Financial Private Capital, Inc. other | Aspire Private Capital independent RIA | Other | Jun 12, 2017 | Nov 6, 2015 |
| Thomas Keith Kelly | Global Financial Private Capital, Inc. other | Aspire Private Capital independent RIA | Other | Jun 12, 2017 | Jan 22, 2015 |
| Wesley A Thompson | Wells Fargo Advisors wirehouse | Aspire Private Capital independent RIA | Wirehouse to independent RIA | Jun 1, 2017 | Jun 20, 2017 |
| Nathan Douglas O'Steen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Aspire Private Capital independent RIA | Wirehouse to independent RIA | Oct 5, 2016 | Mar 29, 2017 (175 d) |
| Thomas James Farrell | Wells Fargo Advisors wirehouse | Aspire Private Capital independent RIA | Wirehouse to independent RIA | Apr 16, 2014 | May 13, 2014 |
| John Bryan Philpott | Global Financial Private Capital, Inc. other | Aspire Private Capital independent RIA | Other | May 25, 2010 | Nov 22, 2010 (181 d) |
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12 moves match.