DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mcgowan Group Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Alan Eklof | Usaa Investment Services Company BD affiliated | Mcgowan Group Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2019 | Jun 14, 2021 (623 d) |
| Vanessa Valdez Avila | Equitable Advisors, LLC national BD | Mcgowan Group Asset Management, Inc. other | Other | May 4, 2011 | May 11, 2011 |
| Spencer Dean Mcgowan | Wells Fargo Advisors wirehouse | Mcgowan Group Asset Management, Inc. other | Other | Aug 4, 2010 | Aug 6, 2010 |
| Dominique Jevon Henderson | Wells Fargo Advisors wirehouse | Mcgowan Group Asset Management, Inc. other | Other | Aug 4, 2010 | Aug 5, 2010 |
| Patrick Carl Thuemmel | Wells Fargo Advisors wirehouse | Mcgowan Group Asset Management, Inc. other | Other | Aug 4, 2010 | Aug 3, 2010 |
| Alexander Gustave Tollen | Edi Investment Advisor Corporation unclassified | Mcgowan Group Asset Management, Inc. other | Other | Aug 3, 2010 | Oct 25, 2011 (448 d) |
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6 moves match.