DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Altium Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Courtney IngrahamMML Investors Services, LLC BD affiliatedAltium Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2021Jun 11, 2021 (42 d)
Connor Matthew TysonAdvice And Planning Services BD affiliatedAltium Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Jan 26, 2021 (74 d)
Paul Vincent BucciBalanced Growth Advisors, LLC unclassifiedAltium Wealth Management LLC independent RIAOtherDec 18, 2018Oct 16, 2018
Anthony CroceInvestmark Advisory Group LLC independent RIAAltium Wealth Management LLC independent RIARIA to RIANov 21, 2018Dec 21, 2018
Michael Thomas LeeInvestmark Advisory Group LLC independent RIAAltium Wealth Management LLC independent RIARIA to RIASep 24, 2018Oct 5, 2018
Jeffrey WuHightower Advisors, LLC otherAltium Wealth Management LLC independent RIAOtherApr 18, 2017Oct 24, 2018 (554 d)
Dylan CurranOsaic Fa, Inc. otherAltium Wealth Management LLC independent RIAOtherMar 30, 2017Oct 24, 2018 (573 d)
Craig Dan JensenArmstrong Shaw Associates Inc. otherAltium Wealth Management LLC otherOtherMar 29, 2017May 10, 2017 (42 d)
Jeffrey Bart PerlmutterPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherJan 26, 2017Apr 3, 2017 (67 d)
Adam NalewajekPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherJan 25, 2017May 10, 2017 (105 d)
Todd Stewart LevyPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherJan 23, 2017Apr 3, 2017 (70 d)
Charles PaksiSei Investments Management Corp otherAltium Wealth Management LLC independent RIAOtherDec 1, 2015Jan 31, 2019 (1157 d)
Scott TaschPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherMar 5, 2014Feb 20, 2014
Gregory SlaterPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherFeb 11, 2014Mar 6, 2014
Nathaniel Sartell PrenticeOppenheimer & Co. Inc. otherAltium Wealth Management LLC otherOtherJun 18, 2012Jun 28, 2012
Ryan DarmofalUBS Financial Services Inc. wirehouseAltium Wealth Management LLC independent RIAWirehouse to independent RIAMay 12, 2011Oct 5, 2021 (3799 d)
Anthony DestefanoPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherOct 19, 2010Oct 15, 2010
James GiangrandePark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherOct 19, 2010Oct 20, 2010
Mitchell Scott BrillPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherOct 19, 2010Oct 20, 2010
James John DowlingPark Avenue Securities LLC otherAltium Wealth Management LLC otherOtherOct 19, 2010Oct 20, 2010
Brennian AntellSei Investments Management Corp otherAltium Wealth Management LLC otherOtherSep 1, 2009Oct 27, 2010 (421 d)
Robert Henry MatofskyNfp Advisor Services, LLC otherAltium Wealth Management LLC otherOtherDec 3, 2008Mar 6, 2014 (1919 d)
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22 moves match.