DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Jeffrey Matthews Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Darrell Randolph ManningPrincipal Securities, Inc. BD affiliatedJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024May 28, 2026 (513 d)
Larry Lee MoonsConcourse Financial Group Advisors BD affiliatedJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2022Sep 20, 2022
Reynold David MusellRBC Capital Markets, LLC national BDJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2022Mar 15, 2022
Brian Joseph ViscontiRaymond James & Associates, Inc. national BDJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Mar 8, 2022
William Clifford FraleyTruist Advisory Services, Inc. BD affiliatedJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 8, 2021Mar 8, 2021
George Steven CleffiRBC Capital Markets, LLC national BDJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 20, 2019Sep 5, 2019
Lyle Russell HatchGms Group otherJeffrey Matthews Wealth Management, LLC independent RIAOtherSep 12, 2019Sep 18, 2019
John Swift LyleStifel, Nicolaus & Company, Incorporated national BDJeffrey Matthews Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2019Jul 12, 2019
Matthew Tyler StoreyWells Fargo Advisors wirehouseJeffrey Matthews Wealth Management, LLC independent RIAWirehouse to independent RIAApr 30, 2019Apr 26, 2019
Donald Clinton RogersModern Capital Securities Inc. unclassifiedJeffrey Matthews Wealth Management, LLC independent RIAOtherFeb 1, 2019Jun 20, 2019 (139 d)
Charles Everett BaileyB Riley Wealth Management otherJeffrey Matthews Wealth Management, LLC independent RIAOtherSep 10, 2018Sep 13, 2018
Boris Aron MirvisRBC Capital Markets, LLC national BDJeffrey Matthews Wealth Management, LLC otherOtherAug 22, 2017Aug 22, 2017
Anthony DemaioRBC Capital Markets, LLC national BDJeffrey Matthews Wealth Management, LLC otherOtherOct 11, 2016Oct 5, 2016
Solomon Ethan CherniakStifel, Nicolaus & Company, Incorporated national BDJeffrey Matthews Wealth Management, LLC otherOtherSep 9, 2016Sep 13, 2016
Jody Green ZellnerJeffrey Matthews Advisory Group LLC no RAUMJeffrey Matthews Wealth Management, LLC otherOtherAug 7, 2015Oct 12, 2015 (66 d)
Trey NovaraWells Fargo Advisors wirehouseJeffrey Matthews Wealth Management, LLC otherOtherJul 24, 2015Dec 28, 2015 (157 d)
Jeffrey Ross HalpertThe Jeffrey Matthews Investment Advisory Group LLC unclassifiedJeffrey Matthews Wealth Management, LLC otherOtherDec 10, 2007Jun 5, 2014 (2369 d)
Richard Charles CallaghanThe Jeffrey Matthews Investment Advisory Group LLC unclassifiedJeffrey Matthews Wealth Management, LLC otherOtherDec 10, 2007Feb 22, 2011 (1170 d)
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18 moves match.