DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waypoint Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Alexander Palmer | Vanguard Advisers, Inc. BD affiliated | Waypoint Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Oct 1, 2020 |
| Peter David Dixon | Commonwealth Financial Network national BD | Waypoint Wealth Management other | Other | Sep 30, 2015 | Sep 30, 2015 |
| Grant Alexander Palmer | Raymond James Financial Services Advisors, Inc other | Waypoint Wealth Management other | Other | Jan 25, 2011 | Jan 20, 2011 |
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3 moves match.