DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Aog Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Jay Rosen | Pinhook Capital, LLC asset manager | Aog Wealth Management independent RIA | Other | Sep 30, 2020 | Jun 30, 2023 (1003 d) |
| Joseph S Yoon | Charles Schwab & Co., Inc. national BD | Aog Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2019 | Mar 8, 2019 (49 d) |
| Shane Timothy Twomey | Waddell & Reed other | Aog Wealth Management other | Other | May 9, 2013 | Oct 8, 2014 (517 d) |
| Frederick Peter Baerenz | Cetera Advisors LLC other | Aog Wealth Management no RAUM | Other | May 2, 2013 | May 3, 2013 |
| James Thomas Ortlip | Cetera Advisors LLC other | Aog Wealth Management no RAUM | Other | May 2, 2013 | May 3, 2013 |
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5 moves match.