DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Baltimore-Washington Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samantha NashProstatis Financial Advisors Group independent RIABaltimore-Washington Financial Advisors independent RIARIA to RIAAug 13, 2025Aug 25, 2025
Terrence Jerrel JonesT. Rowe Price Advisory Services, Inc. independent RIABaltimore-Washington Financial Advisors independent RIARIA to RIAJan 23, 2024Jan 23, 2024
Parker GrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBaltimore-Washington Financial Advisors independent RIAWirehouse to independent RIAApr 4, 2022May 11, 2022 (37 d)
Kwanza EllisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBaltimore-Washington Financial Advisors independent RIAWirehouse to independent RIAJan 4, 2022Jan 26, 2022
Michael KilduffMorgan Stanley wirehouseBaltimore-Washington Financial Advisors independent RIAWirehouse to independent RIAAug 24, 2021Sep 27, 2021 (34 d)
Tyler Duluth CunninghamT. Rowe Price Advisory Services, Inc. independent RIABaltimore-Washington Financial Advisors independent RIARIA to RIAFeb 8, 2021Mar 4, 2021
Joseph Thomas DepatieDiastole Wealth Management otherBaltimore-Washington Financial Advisors otherOtherAug 1, 2016Aug 19, 2016
Joseph U ManfrediWells Fargo Advisors wirehouseBaltimore-Washington Financial Advisors otherOtherMay 27, 2015Jun 5, 2015
Agostino Anthony PuglieseWells Fargo Advisors wirehouseBaltimore-Washington Financial Advisors otherOtherFeb 4, 2015Feb 4, 2015
Philip Henry WeissSia Capital Management Inc. unclassifiedBaltimore-Washington Financial Advisors otherOtherJun 13, 2013Jun 6, 2013
Townsend Hornor1919 Investment Counsel, LLC otherBaltimore-Washington Financial Advisors otherOtherApr 1, 2013Feb 13, 2015 (683 d)
Thad Joseph IsmartPlanning Solutions Group, LLC otherBaltimore-Washington Financial Advisors otherOtherFeb 15, 2013Feb 25, 2013
Joseph Anthony CaputoWells Fargo Advisors wirehouseBaltimore-Washington Financial Advisors otherOtherSep 18, 2012Nov 27, 2012 (70 d)
Seth Christopher DaddsGarp Research & Securities Company unclassifiedBaltimore-Washington Financial Advisors otherOtherAug 27, 2012Nov 12, 2012 (77 d)
Robert G CarpenterAmeriprise Financial Services, LLC national BDBaltimore-Washington Financial Advisors otherOtherJul 27, 2012Jul 25, 2012
Lawrence M. PostLexington Wealth Management, Inc. otherBaltimore-Washington Financial Advisors independent RIAOtherNov 16, 2006Dec 18, 2019 (4780 d)
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16 moves match.