DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Solomon Api LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Robert Sloane | Ae Wealth Management, LLC independent RIA | Solomon Api LLC independent RIA | RIA to RIA | Jul 22, 2024 | Jul 22, 2024 |
| Kurt M Arseneau | Ae Wealth Management, LLC BD affiliated | Solomon Api LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 14, 2022 |
| Donald Ray Rice | Brookstone Wealth Advisors, LLC independent RIA | Solomon Api LLC independent RIA | RIA to RIA | May 18, 2020 | Apr 26, 2022 (708 d) |
| Paul Conrad Stanley | Wealth Watch Advisors, Inc independent RIA | Solomon Api LLC mixed wealth | RIA to RIA | Nov 4, 2019 | Sep 3, 2026 (2495 d) |
| Ward Paul Brooks | Bankers Life Advisory Services, Inc. other | Solomon Api LLC independent RIA | Other | Jul 25, 2017 | Jul 15, 2019 (720 d) |
| John Cyril Kamm | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Solomon Api LLC other | Other | Jan 2, 2015 | Mar 5, 2015 (62 d) |
| Matthew Edwin Myland | J. W. Cole Advisors, Inc. other | Solomon Api LLC other | Other | Feb 24, 2012 | Oct 10, 2012 (229 d) |
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7 moves match.