DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ten Capital Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonna Leigh DamianoLPL Financial LLC BD affiliatedTen Capital Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2021Aug 5, 2021
Michael James VickermanVickerman & Driscoll Financial Advisors,Inc. independent RIATen Capital Wealth Advisors, LLC independent RIARIA to RIAJul 27, 2020Jul 28, 2020
Amy Jo Van LieropVickerman & Driscoll Financial Advisors,Inc. independent RIATen Capital Wealth Advisors, LLC independent RIARIA to RIAJul 27, 2020Jul 28, 2020
David GordonMutual Advisors, LLC BD affiliatedTen Capital Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 3, 2019
Cassandra Carol CamererCreativeone Securities, LLC otherTen Capital Wealth Advisors, LLC otherOtherMar 13, 2017Mar 13, 2017
Robert Craig BishoppNorthwestern Mutual Investment Services,LLC no RAUMTen Capital Wealth Advisors, LLC otherOtherAug 25, 2016Sep 16, 2016
Benjamin KlundtWaddell & Reed otherTen Capital Wealth Advisors, LLC otherOtherJul 16, 2014Jul 17, 2014
Jacob Christian TimmRichards, Merrill & Peterson, Inc. unclassifiedTen Capital Wealth Advisors, LLC no RAUMOtherSep 27, 2012Feb 29, 2012
Timothy Mark MitrovichRichards, Merrill & Peterson, Inc. unclassifiedTen Capital Wealth Advisors, LLC no RAUMOtherApr 23, 2012Feb 27, 2012
Tyson Samuel BlakeLPL Financial LLC otherTen Capital Wealth Advisors, LLC no RAUMOtherFeb 3, 2012Jan 20, 2012
Kyle Thomas KniggeIcm Asset Management Inc otherTen Capital Wealth Advisors, LLC otherOtherDec 31, 2011Jun 10, 2013 (527 d)
Steven T LarsenCore Investment Strategies, LLC unclassifiedTen Capital Wealth Advisors, LLC no RAUMOtherJul 25, 2011Jan 20, 2012 (179 d)
Stephanie Lee FarrarRussell Investments otherTen Capital Wealth Advisors, LLC otherOtherApr 20, 2009Oct 31, 2016 (2751 d)
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13 moves match.